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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Westlake | TX | 10/2016 | 06/2024 |
| Unemployed | Bedford | TX | 06/2016 | 10/2016 |
| Td Ameritrade Clearing, Inc | Westlake | TX | 10/2021 | 06/2024 |
| Charles Schwab & Co., Inc. | Westlake | TX | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-19 |
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