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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-03 |
| TX | RA | APPROVED | 2023-04-03 |
Branch Locations
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Westlake Village | CA | 07/2019 | 02/2021 |
| Jpmorgan Chase Bank Na | Westlake Village | CA | 07/2019 | 02/2021 |
| Bel Air Investment Advisors | Los Angeles | CA | 02/2018 | 09/2018 |
| Brighter Minds Tutoring | Los Angeles | CA | 01/2017 | 06/2018 |
| Oppenheimer & Co | Los Angeles | CA | 09/2016 | 06/2017 |
| Sunlife Organics | Thousand Oaks | CA | 06/2014 | 12/2016 |
| University Of California | Los Angeles | CA | 06/2014 | 06/2019 |
| Tutor Me La | Los Angeles | CA | 02/2019 | 06/2019 |
| Ubs Financial Services Inc | Los Angeles | CA | 02/2021 | 02/2023 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 02/2023 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-23 |
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