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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
NJ RA APPROVED 2020-10-26
  • NY RA
    APPROVED
    Since 2021-03-29
  • NJ RA
    APPROVED
    Since 2020-10-26

Branch Locations

Ridgewood, NJ • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 09/2017 Present
Brown Brothers Harriman New York NY 10/2016 09/2017
State Street New York NY 09/2014 09/2016
  • 09/2017 → Present
    Neuberger Berman
    New York, NY
  • 10/2016 → 09/2017
    Brown Brothers Harriman
    New York, NY
  • 09/2014 → 09/2016
    State Street
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-23
  • S66 Uniform Combined State Law Examination
    2020-10-23
Other Names
  • Nicholas Cianciaruso

View on SEC IAPD

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