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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-24 |
| CA | RA | APPROVED | 2021-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Palo Alto | CA | 10/2016 | Present |
| Wells Fargo Bank | Palo Alto | CA | 08/2008 | 10/2016 |
*583997 - State of California - Health & Human Services Agency; In home Supportive Services Program (IHSS); Investment Related - No; San Mateo CA, California; Hospital/Healthcare, Home health care; Provider (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2023; During Business Hours: 0; After Business Hours: 174.28; Home health care provider
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-03 |
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