Charles Vincent Rossi

Current Employers

Intelligent Capitalworks

16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-05-16
LA	RA	APPROVED	2019-04-01
DE	RA	APPROVED	2016-12-16
AZ	RA	APPROVED	2016-11-30
FL	RA	APPROVED	2016-10-25
TX	RA	APPROVED	2016-10-13

CA RA
APPROVED

Since 2022-05-16
LA RA
APPROVED

Since 2019-04-01
DE RA
APPROVED

Since 2016-12-16
AZ RA
APPROVED

Since 2016-11-30
FL RA
APPROVED

Since 2016-10-25
TX RA
APPROVED

Since 2016-10-13

Branch Locations

16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Icw Investment Advisors Llc	Scottsdale	AZ	02/2014	Present
Icw Investment Advisors Llc	Scottsdale	AZ	10/2016	Present

02/2014 → Present

Icw Investment Advisors Llc

Scottsdale, AZ
10/2016 → Present

Icw Investment Advisors Llc

Scottsdale, AZ

Other Businesses

1. Help in Healing Home Foundation; Non-Investment-related; 5811 E Mayo Blvd Phoenix, AZ 85054; Board Member; Started 05/10/2023; 4 hours/month; 0 hours during securities trading hours; Duties- Attend Board meetings and promote the foundation's work.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-07-07

S65 Uniform Investment Adviser Law Examination

2016-07-07

Designations

Other Names

Charlie Vincent Rossi

View on SEC IAPD