Best Investors
Account
Sign in
Best Investors
Account
Sign in
301 Howard St., Suite 1410, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-28 |
Branch Locations
301 Howard St., Suite 1410, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Mutual Insurance Company | Columbus | OH | 10/2014 | 09/2016 |
| Nationwide Fund Distributors | Columbus | OH | 09/2016 | 03/2019 |
| Peak6 Group Llc | Chicago | IL | 03/2019 | 06/2020 |
| M1 Holdings Inc | Chicago | IL | 06/2020 | 10/2021 |
| M1 Finance Llc | Chicago | IL | 06/2020 | 11/2020 |
| M1 Finance Llc | Chicago | IL | 11/2020 | 10/2021 |
| Frec Securities Llc | San Francisco | CA | 10/2021 | Present |
| Frec Markets, Inc. | San Francisco | CA | 10/2021 | Present |
| Frec Securities Llc | San Francisco | CA | 12/2022 | Present |
| Frec Advisers Llc | San Francisco | CA | 03/2023 | Present |
Owner of How Are You Still Single, LLC. Located at personal residence. Started 7/01/2018. 15 hours devoted a month, 0 hours during trading hours. Not investment related. Contract work for Guideline Global, LLC. Located at 675 Avenue of the Americas, New York, NY 10010. 1-2 hours every couple months. 0 hours during business hours. Not investment related. Started September 2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-21 |
Reach out to this advisor