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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-27 |
| LA | RA | APPROVED | 2022-06-16 |
Branch Locations
10235 Jefferson Hwy Building 4, Suite B, Baton Rouge, LA 70809 • United States
Fort Worth, TX • United States
4030 Lonesome Rd Ste A, Mandeville, LA 70448 • United States
2800 Veterans Memorial Blvd Ste 170, Metairie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Baton Rouge | LA | 09/2016 | 12/2017 |
| Lsu University Stores | Baton Rouge | LA | 08/2014 | 09/2016 |
| Raymond James Financial Services, Inc. | Baton Rouge | LA | 12/2017 | 09/2020 |
| Shobe & Associates, Inc. | Baton Rouge | LA | 09/2016 | 07/2018 |
| The Shobe Financial Group | Baton Rouge | LA | 07/2018 | 09/2020 |
| Louisiana State University | Baton Rouge | LA | 08/2020 | 04/2021 |
| Lincoln Financial Advisors Corporation | Baton Rouge | LA | 04/2021 | 06/2022 |
| Centanni Financial Group | Baton Rouge | LA | 04/2021 | 06/2022 |
| Gregory Ricks & Associates, Inc. Dba Gregory Ricks Total Wealth | Metairie | LA | 06/2022 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 06/2022 | Present |
1.) GREGORY RICKS & ASSOCIATES, INC DBA GREGORY RICKS TOTAL WEALTH; YES: INVESTMENT RELATED; 2800 VETERANS MEMORIAL BLVD, STE 170 METAIRIE, LA; INSURANCE SALES & SERVICES; WEALTH ADVISOR; 06/2022; APPROX 160 HRS/MO; APPROX 120 HRS/MO DURING SECURITY TRADING. INSURANCE SALES AND SERVICES 2.)AFEA; INVESTMENT RELATED: 349 Copperfield Blvd NE, Ste-L #106, Concord NC 28025; Educational; Presenter; Start Date: 2/2026; NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0; Presenter 3.)Wealth.com; Investment Related: No, ;2800 VETERANS MEMORIAL BLVD., Ste 170, Metairie LA 70002;Estate planning document services; Facilitator, Duties: Introduce, coordinate, and provide access to platform for clients to prepare estate planning documents, Start Date: 12/2025, Approx hours per month: 5, Hours during trading: 5. ; Clients can establish their estate plan documents through www.wealth.com
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
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