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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-27
LA RA APPROVED 2022-06-16
  • TX RA
    APPROVED
    Since 2026-05-27
  • LA RA
    APPROVED
    Since 2022-06-16

Branch Locations

10235 Jefferson Hwy Building 4, Suite B, Baton Rouge, LA 70809 • United States

Fort Worth, TX • United States

4030 Lonesome Rd Ste A, Mandeville, LA 70448 • United States

2800 Veterans Memorial Blvd Ste 170, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Baton Rouge LA 09/2016 12/2017
Lsu University Stores Baton Rouge LA 08/2014 09/2016
Raymond James Financial Services, Inc. Baton Rouge LA 12/2017 09/2020
Shobe & Associates, Inc. Baton Rouge LA 09/2016 07/2018
The Shobe Financial Group Baton Rouge LA 07/2018 09/2020
Louisiana State University Baton Rouge LA 08/2020 04/2021
Lincoln Financial Advisors Corporation Baton Rouge LA 04/2021 06/2022
Centanni Financial Group Baton Rouge LA 04/2021 06/2022
Gregory Ricks & Associates, Inc. Dba Gregory Ricks Total Wealth Metairie LA 06/2022 Present
Ae Wealth Management, Llc Topeka KS 06/2022 Present
  • 09/2016 → 12/2017
    Raymond James Financial Services, Inc.
    Baton Rouge, LA
  • 08/2014 → 09/2016
    Lsu University Stores
    Baton Rouge, LA
  • 12/2017 → 09/2020
    Raymond James Financial Services, Inc.
    Baton Rouge, LA
  • 09/2016 → 07/2018
    Shobe & Associates, Inc.
    Baton Rouge, LA
  • 07/2018 → 09/2020
    The Shobe Financial Group
    Baton Rouge, LA
  • 08/2020 → 04/2021
    Louisiana State University
    Baton Rouge, LA
  • 04/2021 → 06/2022
    Lincoln Financial Advisors Corporation
    Baton Rouge, LA
  • 04/2021 → 06/2022
    Centanni Financial Group
    Baton Rouge, LA
  • 06/2022 → Present
    Gregory Ricks & Associates, Inc. Dba Gregory Ricks Total Wealth
    Metairie, LA
  • 06/2022 → Present
    Topeka, KS
Previous Registrations
  • 2021-04-12 → 2022-06-01
    Osaic Fa, Inc.
    Baton Rouge, LA
  • 2018-07-26 → 2020-09-30
    The Shobe Financial Group
    Baton Rouge, LA
Other Businesses

1.) GREGORY RICKS & ASSOCIATES, INC DBA GREGORY RICKS TOTAL WEALTH; YES: INVESTMENT RELATED; 2800 VETERANS MEMORIAL BLVD, STE 170 METAIRIE, LA; INSURANCE SALES & SERVICES; WEALTH ADVISOR; 06/2022; APPROX 160 HRS/MO; APPROX 120 HRS/MO DURING SECURITY TRADING. INSURANCE SALES AND SERVICES 2.)AFEA; INVESTMENT RELATED: 349 Copperfield Blvd NE, Ste-L #106, Concord NC 28025; Educational; Presenter; Start Date: 2/2026; NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0; Presenter 3.)Wealth.com; Investment Related: No, ;2800 VETERANS MEMORIAL BLVD., Ste 170, Metairie LA 70002;Estate planning document services; Facilitator, Duties: Introduce, coordinate, and provide access to platform for clients to prepare estate planning documents, Start Date: 12/2025, Approx hours per month: 5, Hours during trading: 5. ; Clients can establish their estate plan documents through www.wealth.com

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-23
  • S66 Uniform Combined State Law Examination
    2018-07-23
Designations

View on SEC IAPD

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