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Pamela Berry Moore

LPl Financial LLC

Sherveport, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-11-30
TX RA APPROVED 2022-11-30
  • LA RA
    APPROVED
    Since 2022-11-30
  • TX RA
    APPROVED
    Since 2022-11-30

Branch Locations

9010 Ellerbe Rd, Sherveport, LA 71106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Shreveport LA 08/2016 11/2017
Ameriprise Financial Services, Inc. Sherevport LA 01/2018 10/2018
Infinex Investments, Inc. Meriden CT 10/2018 11/2022
Bancorpsouth Shreveport LA 10/2018 11/2022
Lpl Financial Llc Sherveport LA 11/2022 Present
Cadence Bank Sherveport LA 11/2022 Present
  • 08/2016 → 11/2017
    Capital One Investing, Llc
    Shreveport, LA
  • 01/2018 → 10/2018
    Ameriprise Financial Services, Inc.
    Sherevport, LA
  • 10/2018 → 11/2022
    Infinex Investments, Inc.
    Meriden, CT
  • 10/2018 → 11/2022
    Bancorpsouth
    Shreveport, LA
  • 11/2022 → Present
    Sherveport, LA
  • 11/2022 → Present
    Cadence Bank
    Sherveport, LA
Previous Registrations
Other Businesses

1) 11/2022 - Cadence Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Sherveport, Louisiana 2) 11/2022 - Fidelity & Guaranty, United Life Insurance Company, Oceanview Life and Annuity, Americo / Non-Variable Insurance / Investment Related / 3) 12/20/2024 - Americo - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/11/2024 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-30
  • S66 Uniform Combined State Law Examination
    2019-07-30
Other Names
  • Pamela Berry Graf
  • Pamela Sue Berry
  • Pamela Moore
  • Pamela B Moore

View on SEC IAPD

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