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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-11-30 |
| TX | RA | APPROVED | 2022-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Shreveport | LA | 08/2016 | 11/2017 |
| Ameriprise Financial Services, Inc. | Sherevport | LA | 01/2018 | 10/2018 |
| Infinex Investments, Inc. | Meriden | CT | 10/2018 | 11/2022 |
| Bancorpsouth | Shreveport | LA | 10/2018 | 11/2022 |
| Lpl Financial Llc | Sherveport | LA | 11/2022 | Present |
| Cadence Bank | Sherveport | LA | 11/2022 | Present |
1) 11/2022 - Cadence Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Sherveport, Louisiana 2) 11/2022 - Fidelity & Guaranty, United Life Insurance Company, Oceanview Life and Annuity, Americo / Non-Variable Insurance / Investment Related / 3) 12/20/2024 - Americo - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/11/2024 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-30 |
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