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Rebecca Lee

Ubs Financial Services Inc.

Palo Alto, CA

San Mateo, CA

Santa Clara, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-11
PA RA APPROVED 2017-04-20
  • CA RA
    APPROVED
    Since 2019-03-11
  • PA RA
    APPROVED
    Since 2017-04-20

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

Santa Clara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Philadelphia PA 09/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-20
  • S66 Uniform Combined State Law Examination
    2017-04-20

View on SEC IAPD

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