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Benton, AR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-25 |
| AR | RA | APPROVED | 2022-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Little Rock | AR | 05/2016 | 05/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hot Springs | AR | 05/2021 | 07/2022 |
| Bank Of America, N.A. | Hot Springs | AR | 05/2021 | 07/2022 |
| Wealth Ready, Llc | Benton | AR | 07/2022 | Present |
| Health Equity | Benton | AR | 08/2022 | Present |
I*137823 For profit or not for profit: Non-Profit Organization Name of outside business organization: Arkansas Employment Career Center Investment related: N Address of business: Little Rock, Arkansas 72201 Nature of business: Corporation, Compensation for Activity: N Position, title, association: Advisory Board Member, Start date of relationship: 10/1/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: President of Board of Directors Volunteering Mr. Harris is licensed to sell fixed index annuities and life insurance. He spends less than 10% of his time on insurance related activities. He works from a home office. Mr. Harris is employed full time, fully remote, with Health Equity as a Service Delivery manager. Health Equity offers Health Savings Accounts (HSAs) to business and individuals. Mr. Harris works with clients to administer HSA accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-09 |
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