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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-13
CA RA APPROVED 2023-10-12
  • TX RA
    APPROVED_RES
    Since 2023-10-13
  • CA RA
    APPROVED
    Since 2023-10-12

Branch Locations

Los Angeles, CA • United States

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc. Los Angeles CA 09/2016 03/2018
Dmc Power Carson CA 03/2016 09/2016
First Republic Securities Company, Llc Los Angeles CA 04/2018 09/2023
First Republic Investment Management, Inc. Los Angeles CA 04/2018 Present
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jp Morgan Chase Bank, N.A. Los Angeles CA 10/2023 Present
  • 09/2016 → 03/2018
    Wedbush Securities Inc.
    Los Angeles, CA
  • 03/2016 → 09/2016
    Dmc Power
    Carson, CA
  • 04/2018 → 09/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 04/2018 → Present
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 09/2023 → Present
    Los Angeles, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
Previous Registrations
  • 2018-08-12 → 2025-03-19
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-11
  • S66 Uniform Combined State Law Examination
    2018-08-11
Other Names
  • Willy Rodriguez
  • William Rodriguez

View on SEC IAPD

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