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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-03-09
NC RA APPROVED 2022-03-09
OH RA APPROVED 2022-03-09
GA RA APPROVED 2020-09-21
TX RA APPROVED 2020-09-18
  • LA RA
    APPROVED
    Since 2022-03-09
  • NC RA
    APPROVED
    Since 2022-03-09
  • OH RA
    APPROVED
    Since 2022-03-09
  • GA RA
    APPROVED
    Since 2020-09-21
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 09/2016 08/2017
J.P. Morgan Securities Llc Roswell GA 07/2019 08/2020
Jpmorgan Chase Bank, N.A. Roswell GA 07/2019 08/2020
E*Trade Securities Llc Alpharetta GA 08/2017 05/2019
Unemployed Smyrna GA 06/2019 07/2019
Unemployed Locust Grove GA 08/2016 09/2016
Jpmorgan Securities Llc Atlanta GA 08/2020 Present
Jpmorgan Chase Bank Na Atlanta GA 08/2020 Present
  • 09/2016 → 08/2017
    E*Trade Securities Llc
    Alpharetta, GA
  • 07/2019 → 08/2020
    Roswell, GA
  • 07/2019 → 08/2020
    Jpmorgan Chase Bank, N.A.
    Roswell, GA
  • 08/2017 → 05/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 06/2019 → 07/2019
    Unemployed
    Smyrna, GA
  • 08/2016 → 09/2016
    Unemployed
    Locust Grove, GA
  • 08/2020 → Present
    Jpmorgan Securities Llc
    Atlanta, GA
  • 08/2020 → Present
    Jpmorgan Chase Bank Na
    Atlanta, GA
Other Businesses

Effective 8/10/20 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-04
S63 Uniform Securities Agent State Law Examination 2016-11-14
  • S66 Uniform Combined State Law Examination
    2020-09-04
  • S63 Uniform Securities Agent State Law Examination
    2016-11-14
Other Names
  • Dennis David Brown
  • Dennis David Brown

View on SEC IAPD

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