Lacie Burnett Witherspoon

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-11-13

SC RA
APPROVED

Since 2025-11-13

Branch Locations

Rock Hill, SC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

360 Kingsley Park Drive Suite 100, Fort Mill, SC 29715 • United States

Rock Hill, SC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	04/2017	09/2024
Randstad	Charlotte	NC	10/2016	04/2017
Self Employed	Charlotte	NC	08/2018	09/2023
Self Employed	Charlotte	NC	09/2022	09/2023
Self Employed	Rock Hill	SC	09/2023	09/2024
Self Employed	Rock Hill	SC	01/2024	04/2024
Turn2Partners	Rock Hill	SC	10/2024	05/2025
Lpl Financial Llc	Fort Mill	SC	05/2025	Present

04/2017 → 09/2024

The Vanguard Group, Inc.

Charlotte, NC
10/2016 → 04/2017

Randstad

Charlotte, NC
08/2018 → 09/2023

Self Employed

Charlotte, NC
09/2022 → 09/2023

Self Employed

Charlotte, NC
09/2023 → 09/2024

Self Employed

Rock Hill, SC
01/2024 → 04/2024

Self Employed

Rock Hill, SC
10/2024 → 05/2025

Turn2Partners

Rock Hill, SC
05/2025 → Present

Lpl Financial Llc

Fort Mill, SC

Other Businesses

1) 05/2025 - Mary Kay / Beauty Consultant / Outside/W-2 Employment / Non Inv Related / Start date 03/03/2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-11
S63	Uniform Securities Agent State Law Examination	2017-07-14

S65 Uniform Investment Adviser Law Examination

2025-11-11
S63 Uniform Securities Agent State Law Examination

2017-07-14

Other Names

Lacie Witherspoon

View on SEC IAPD