Stephanie Lynn L Her

Schwab Wealth Advisory, Inc.

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Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-08
CO	RA	APPROVED	2017-09-08

TX RA
APPROVED_RES

Since 2020-01-08
CO RA
APPROVED

Since 2017-09-08

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schwab Wealth Advisory Inc	Lone Tree	CO	07/2017	Present
Charles Schwab & Co., Inc.	Lone Tree	CO	07/2017	Present
M.J. Smith & Associates	Greenwood Village	CO	09/2016	04/2017
Unemployed	Lakewood	CO	07/2016	09/2016
Unemployed	Centennial	CO	04/2017	06/2017

07/2017 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO
07/2017 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
09/2016 → 04/2017

M.J. Smith & Associates

Greenwood Village, CO
07/2016 → 09/2016

Unemployed

Lakewood, CO
04/2017 → 06/2017

Unemployed

Centennial, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-08

S66 Uniform Combined State Law Examination

2017-09-08

Other Names

Stephanie Lynn Abma
Stephanie Lynn L'HEr

View on SEC IAPD

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