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200 East Randolph Street Suite 2900, Chicago, IL 60601-6505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-06 |
Branch Locations
200 East Randolph Street Suite 2900, Chicago, IL 60601-6505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Investment Management Inc. | Santa Fe | NM | 09/2016 | 01/2021 |
| First National Bank Of Santa Fe | Santa Fe | NM | 04/2012 | 09/2016 |
| Ariel Investments | Chicago | IL | 01/2021 | Present |
| Ariel Distributors, Llc | Chicago | IL | 01/2021 | Present |
Ariel Investments, LLC (invest-related), 200 E Randolph St. 29th FL Chicago, IL 60601, VP, Client Portfolio Manager, 1/2021, Time Varies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-30 |
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