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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-25 |
Branch Locations
10900 Wayzata Blvd Suite 620, Minnetonka, MN 55305 • United States
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 09/2016 | 12/2022 |
| Minnesota Life Insurance Co | St Paul | MN | 07/2015 | 12/2022 |
| The Standard | St. Paul | MN | 01/2023 | 06/2023 |
| Triad Advisors | Norcross | GA | 07/2023 | 08/2024 |
| Onedigital Investment Advisors Llc | Minnetonka | MN | 06/2023 | Present |
| Osaic Wealth, Inc. | Minnetonka | MN | 08/2024 | Present |
1)OneDigital;investment related;10900 Wayzata Blvd,Suite 620,Minnetonka,MN 55305;insurance,financial services and HR consulting;client relationship manager,retirement services;6/19/2023;160 hrs/month;130 hrs during trading;work with 401(k) clients and assist with plan design recommendations and investment selection,work with employees to enroll in plans and assist with investment selection and plan education,provide fiduciary investment reviews on plan investments,work with 401k record keepers and third party administrators to ensure plan administration is running smoothly,work on plan benchmarkingsto ensure plan fees are competitive and appropriate for employers and participants 2)Pancreatic Cancer Action Network;not investment related;1500 Rosecrans Ave,#200,Manhattan Beach,CA 90266;non-profit;affiliate chair,Minnesota-volunteer;2019;4 hrs/month;0 hrs during trading;volunteer position for a non-profit organization,serve as a liaison between PanCan as an organization and the local community in Minnesota,help plan fundrasing,local fundraising events and recruit additional volunteers in the local community
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-18 |
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