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Monica R. Steele

J.P. Morgan Securities LLC

Chicago, IL

Westerville, OH

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-06-01
  • OH RA
    APPROVED
    Since 2024-06-01

Branch Locations

10 S Dearborn St. Floor 13, Chicago, IL 60603 • United States

370 S Cleveland Ave Floor 2, Westerville, OH 43081 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. P. Morgan Securities Llc Westerville OH 09/2022 Present
Exel Columbus OH 10/2021 07/2022
Ultimus Fund Solutions Columbus OH 01/2016 04/2021
Dhl Supply Chain Columbus OH 09/2021 07/2022
Unemployed Columbus OH 05/2021 08/2021
Unemployed Columbus OH 08/2022 08/2022
  • 09/2022 → Present
    J. P. Morgan Securities Llc
    Westerville, OH
  • 10/2021 → 07/2022
    Exel
    Columbus, OH
  • 01/2016 → 04/2021
    Ultimus Fund Solutions
    Columbus, OH
  • 09/2021 → 07/2022
    Dhl Supply Chain
    Columbus, OH
  • 05/2021 → 08/2021
    Unemployed
    Columbus, OH
  • 08/2022 → 08/2022
    Unemployed
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-11
S63 Uniform Securities Agent State Law Examination 2022-12-30
  • S65 Uniform Investment Adviser Law Examination
    2023-02-11
  • S63 Uniform Securities Agent State Law Examination
    2022-12-30
Other Names
  • Monica Renea Steele

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
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