Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-26

Branch Locations

Houston, TX • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Beverly Hills CA 10/2017 12/2020
Raymond James St. Petersburg FL 01/2017 09/2017
Robert Half International Menlo Park CA 09/2016 01/2017
Starbucks Seattle WA 10/2015 06/2017
Independent Contractor Houston TX 01/2021 03/2021
Blackboard Houston TX 04/2021 05/2021
Independent Contractor Houston TX 05/2021 Present
Ubs Financial Services Inc Houston TX 07/2021 Present
  • 10/2017 → 12/2020
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
  • 01/2017 → 09/2017
    Raymond James
    St. Petersburg, FL
  • 09/2016 → 01/2017
    Robert Half International
    Menlo Park, CA
  • 10/2015 → 06/2017
    Starbucks
    Seattle, WA
  • 01/2021 → 03/2021
    Independent Contractor
    Houston, TX
  • 04/2021 → 05/2021
    Blackboard
    Houston, TX
  • 05/2021 → Present
    Independent Contractor
    Houston, TX
  • 07/2021 → Present
    Houston, TX
Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, LOS ANGELES, CA, NOTARY, START DATE 9/5/2018,5 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-04
  • S66 Uniform Combined State Law Examination
    2021-11-04
Other Names
  • Christian Romero
  • Christian Alexis Romero

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor