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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-10 |
| PA | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Harrisburg | PA | 01/2026 | Present |
| Wells Fargo | Philadelphia | PA | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services Llc | Philadelphia | PA | 11/2016 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-04 |
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