Best Investors Account Sign in
Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-06-19
  • NC RA
    APPROVED
    Since 2019-06-19

Branch Locations

5200 77 Center Drive Suite 210, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Charlotte NC 09/2016 01/2017
Homemaker Greenville SC 03/2012 09/2016
Foresters Financial Service Charlotte NC 01/2017 02/2019
Foresters Advisory Services Charlotte NC 12/2017 02/2019
Lpl Financial Llc Fort Mill SC 02/2019 04/2019
Foresters Financial Services Charlotte NC 05/2019 06/2019
Foresters Advisory Services Charlotte NC 05/2019 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Charlotte NC 06/2019 Present
  • 09/2016 → 01/2017
    Foresters Financial Services
    Charlotte, NC
  • 03/2012 → 09/2016
    Homemaker
    Greenville, SC
  • 01/2017 → 02/2019
    Foresters Financial Service
    Charlotte, NC
  • 12/2017 → 02/2019
    Foresters Advisory Services
    Charlotte, NC
  • 02/2019 → 04/2019
    Fort Mill, SC
  • 05/2019 → 06/2019
    Foresters Financial Services
    Charlotte, NC
  • 05/2019 → 06/2019
    Foresters Advisory Services
    Charlotte, NC
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Charlotte, NC
Previous Registrations
  • 2019-05-23 → 2019-06-20
    Foresters Advisory Services, Llc
    Charlotte, NC
  • 2019-02-20 → 2019-04-23
    Fort Mill, SC
  • 2018-01-23 → 2019-02-11
    Foresters Advisory Services, Llc
    Charlotte, NC
Other Businesses

ENAGIC, SALES OF MEDICAL GRADE ALKALINE WATER IONIZATION SOLUTIONS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-22
S63 Uniform Securities Agent State Law Examination 2016-12-21
  • S66 Uniform Combined State Law Examination
    2017-12-22
  • S63 Uniform Securities Agent State Law Examination
    2016-12-21
Other Names
  • Stephanie Jean Leventis
  • Stephanie Diaz

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor