Daniel Herrera

Current Employers

Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED	2024-04-11

FL RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED

Since 2024-04-11

Branch Locations

Tampa, FL • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	08/2016	08/2018
Ubs Financial Services	Charlotte	NC	08/2018	07/2021
Fisher Investments	Tampa	FL	07/2021	01/2024
Farther Finance Advisors	Tampa	FL	04/2024	Present

08/2016 → 08/2018

The Vanguard Group, Inc.

Charlotte, NC
08/2018 → 07/2021

Ubs Financial Services

Charlotte, NC
07/2021 → 01/2024

Fisher Investments

Tampa, FL
04/2024 → Present

Farther Finance Advisors

Tampa, FL

Previous Registrations

2021-08-10 → 2024-01-17

Fisher Investments

Tampa, FL

Plano, TX
2018-10-02 → 2021-07-09

Ubs Financial Services Inc.

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-02
S63	Uniform Securities Agent State Law Examination	2016-11-29

S65 Uniform Investment Adviser Law Examination

2018-10-02
S63 Uniform Securities Agent State Law Examination

2016-11-29