Erin Nichole Cady

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2021-11-10

IA RA
APPROVED

Since 2021-11-10

Branch Locations

Des Moines, IA • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	09/2016	05/2017
Cambridge Investment Research, Inc.	Fairfield	IA	01/2018	12/2018
Chartered Financial Services, Ltd.	West Des Moines	IA	06/2017	12/2018
The Palmer Group	West Des Moines	IA	09/2016	05/2017
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	07/2018	12/2018
Elite Retirement Planning, Llc	Grimes	IA	12/2018	07/2020
Unemployed	Des Moines	IA	08/2020	09/2021
Assetmark Financial, Inc.	Des Moines	IA	09/2021	Present

09/2016 → 05/2017

Cambridge Investment Research, Inc.

Fairfield, IA
01/2018 → 12/2018

Cambridge Investment Research, Inc.

Fairfield, IA
06/2017 → 12/2018

Chartered Financial Services, Ltd.

West Des Moines, IA
09/2016 → 05/2017

The Palmer Group

West Des Moines, IA
07/2018 → 12/2018

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
12/2018 → 07/2020

Elite Retirement Planning, Llc

Grimes, IA
08/2020 → 09/2021

Unemployed

Des Moines, IA
09/2021 → Present

Assetmark Financial, Inc.

Des Moines, IA

Previous Registrations

2019-08-01 → 2020-11-05

Merkle Retirement Planning

Grimes, IA
2018-07-30 → 2018-12-24

Cambridge Investment Research Advisors, Inc.

West Des Moines, IA

Other Businesses

ASSETMARK FINANCIAL, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2021 - 160 HRS / MONTHLY, NEW BUSINESS CASE MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-24

S66 Uniform Combined State Law Examination

2018-07-24

Other Names

Erin Nichole Zimmerman
Erin N Mcpherson
Erin Nichole Mcpherson

View on SEC IAPD