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Pablo Vela

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gainesville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-09
FL RA APPROVED 2023-05-08
  • TX RA
    APPROVED
    Since 2023-05-09
  • FL RA
    APPROVED
    Since 2023-05-08

Branch Locations

2850 Nw 43Rd St, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Tampa FL 04/2009 01/2023
Jpmorgan Securities Llc Tampa FL 08/2016 01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gainesville FL 01/2023 Present
Bank Of America, N.A. Gainesville FL 03/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-02
S63 Uniform Securities Agent State Law Examination 2020-09-30
  • S66 Uniform Combined State Law Examination
    2023-05-02
  • S63 Uniform Securities Agent State Law Examination
    2020-09-30
Other Names
  • Pablo Vela
  • Pablo Vela Guerrero

View on SEC IAPD

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