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Bogdan Traian Gard

Wells Fargo Clearing Services, LLC

Ocean Springs, MS

Gulfport, MS

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2018-03-16
TX RA APPROVED 2018-03-16
  • MS RA
    APPROVED
    Since 2018-03-16
  • TX RA
    APPROVED
    Since 2018-03-16

Branch Locations

2113 Government St [Office Of Convenience], Ocean Springs, MS 39564 • United States

360 Courthouse Rd Ste A, Gulfport, MS 39507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laurel Country Club Laurel MS 09/2010 09/2016
Lpl Financial, Llc Gulfport MS 09/2016 03/2018
Stratos Wealth Partners Gulport MA 10/2016 03/2018
Wells Fargo Clearing Services, Llc Gulfport MS 03/2018 Present
  • 09/2010 → 09/2016
    Laurel Country Club
    Laurel, MS
  • 09/2016 → 03/2018
    Lpl Financial, Llc
    Gulfport, MS
  • 10/2016 → 03/2018
    Stratos Wealth Partners
    Gulport, MA
  • 03/2018 → Present
    Wells Fargo Clearing Services, Llc
    Gulfport, MS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-12
S63 Uniform Securities Agent State Law Examination 2017-04-18
  • S65 Uniform Investment Adviser Law Examination
    2017-05-12
  • S63 Uniform Securities Agent State Law Examination
    2017-04-18
Other Names
  • Bo Gard
  • Bogdan Gard

View on SEC IAPD

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