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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-08
TX RA APPROVED 2023-05-03
IN RA APPROVED 2023-04-12
  • CA RA
    APPROVED
    Since 2023-05-08
  • TX RA
    APPROVED
    Since 2023-05-03
  • IN RA
    APPROVED
    Since 2023-04-12

Branch Locations

Evansville, IN • United States

959 South Coast Dr, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Postal Service Austin TX 08/1997 11/2016
Thrivent Investment Management Inc Cedar Park TX 10/2016 01/2022
Edward Jones St Louis MO 04/2022 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 06/2022 01/2023
Amazon Austin TX 12/2016 08/2017
Thrivent Investment Management Inc Evansville IN 04/2023 Present
Unemployed Pflugerville TX 01/2022 04/2022
Unemployed Evansville IN 01/2023 04/2023
Thrivent Financial Appleton WI 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-02
S63 Uniform Securities Agent State Law Examination 2017-02-02
  • S65 Uniform Investment Adviser Law Examination
    2018-06-02
  • S63 Uniform Securities Agent State Law Examination
    2017-02-02
Other Names
  • Richard K Minton
  • Richard Keith Minton
  • Richard Minton

View on SEC IAPD

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