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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-08 |
| TX | RA | APPROVED | 2023-05-03 |
| IN | RA | APPROVED | 2023-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Postal Service | Austin | TX | 08/1997 | 11/2016 |
| Thrivent Investment Management Inc | Cedar Park | TX | 10/2016 | 01/2022 |
| Edward Jones | St Louis | MO | 04/2022 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 06/2022 | 01/2023 |
| Amazon | Austin | TX | 12/2016 | 08/2017 |
| Thrivent Investment Management Inc | Evansville | IN | 04/2023 | Present |
| Unemployed | Pflugerville | TX | 01/2022 | 04/2022 |
| Unemployed | Evansville | IN | 01/2023 | 04/2023 |
| Thrivent Financial | Appleton | WI | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-02 |
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