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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2026-08-28
  • WV RA
    APPROVED
    Since 2026-08-28

Branch Locations

95 E Main St, Romney, WV 26757 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kroger Morgantown WV 04/2020 07/2020
Us Cellular/Anw Wireless Cumberland MD 07/2020 10/2023
The Bank Of Romney Romney WV 10/2023 Present
School/Unemployed Romney WV 08/2016 04/2020
Osaic Institutions Romney WV 08/2026 Present
  • 04/2020 → 07/2020
    Kroger
    Morgantown, WV
  • 07/2020 → 10/2023
    Us Cellular/Anw Wireless
    Cumberland, MD
  • 10/2023 → Present
    The Bank Of Romney
    Romney, WV
  • 08/2016 → 04/2020
    School/Unemployed
    Romney, WV
  • 08/2026 → Present
    Osaic Institutions
    Romney, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-14
  • S66 Uniform Combined State Law Examination
    2026-07-14
Other Names
  • Mason Roach

View on SEC IAPD

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