Inactive

Frank Tyler Berrios

Drum Hill Capital, LLC

New Rochelle, NY

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Current Employers

Drum Hill Capital, Llc

1221 Post Road East Suite 205, Westport, CT 06880-5430 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-31
NY	RA	APPROVED	2026-08-31

CT RA
APPROVED

Since 2026-08-31
NY RA
APPROVED

Since 2026-08-31

Branch Locations

New Rochelle, NY • United States

1221 Post Road East Suite 205, Westport, CT 06880-5430 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Drum Hill Capital, Llc	Westport	CT	07/2026	Present
Bank Of America	New York	NY	07/2025	07/2026
Full Time Student	Bloomfield	NJ	07/2016	05/2025

07/2026 → Present

Drum Hill Capital, Llc

Westport, CT
07/2025 → 07/2026

Bank Of America

New York, NY
07/2016 → 05/2025

Full Time Student

Bloomfield, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-31

S65 Uniform Investment Adviser Law Examination

2026-08-31

View on SEC IAPD

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