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Koy Price

Northwestern Mutual Investment Services, LLC

Westport, CT

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-28
  • CT RA
    APPROVED
    Since 2026-08-28

Branch Locations

274 Riverside Ave Ste 4, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cove Marina Norwalk CT 05/2019 08/2023
Icapital Stamford CT 06/2024 08/2024
Student Brunswick ME 05/2021 06/2025
Aspetuck Valley Country Club Weston CT 05/2017 08/2017
Student New Canaan CT 08/2013 05/2021
Justin Andre Charise Westport CT 12/2024 11/2025
Justin Charise Westport CT 11/2025 Present
Northwestern Mutual Investment Services Llc Westport CT 11/2025 Present
  • 05/2019 → 08/2023
    Cove Marina
    Norwalk, CT
  • 06/2024 → 08/2024
    Icapital
    Stamford, CT
  • 05/2021 → 06/2025
    Student
    Brunswick, ME
  • 05/2017 → 08/2017
    Aspetuck Valley Country Club
    Weston, CT
  • 08/2013 → 05/2021
    Student
    New Canaan, CT
  • 12/2024 → 11/2025
    Justin Andre Charise
    Westport, CT
  • 11/2025 → Present
    Justin Charise
    Westport, CT
  • 11/2025 → Present
    Northwestern Mutual Investment Services Llc
    Westport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-27
  • S66 Uniform Combined State Law Examination
    2026-08-27
Other Names
  • Koy Price

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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