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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-28 |
Branch Locations
3200 Olympus Blvd Ste 100 , Dallas, TX 75019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 06/2019 | 10/2021 |
| Fidelity Investments | Westlake | TX | 08/2017 | 06/2019 |
| Star Floors | Carrolton | TX | 02/2017 | 08/2017 |
| The Home Depot | Denton | TX | 08/2013 | 01/2017 |
| Cetera Advisors Llc | Greenwood Village | CO | 06/2026 | Present |
| Ascensus Llc | Dresher | PA | 11/2021 | 06/2026 |
| Cetera Investment Advisers | Schaumburg | IL | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: GREAT FORT WORTH COMMUNITY BAND; INVESTMENT RELATED: NO; ADDRESS: FORT WORTH, TX 76105; NATURE OF BUSINESS: NONPROFIT / COMMUNITY BAND; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF DEVELOPMENT AND PUBLIC RELATIONS; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: LEAD COMMUNITY ENGAGEMENT AND FUNDRAISING FOR ORGANIZATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-06 |
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