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Joseph Vincent Sweeney

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-29
TX RA APPROVED 2026-08-29
  • IL RA
    APPROVED
    Since 2026-08-29
  • TX RA
    APPROVED
    Since 2026-08-29

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 07/2026 Present
Jpmorgan Chase Bank, N.A. Chicago IL 07/2026 Present
Unemployed Rockford IL 12/2024 07/2026
815 Soles Rockford IL 01/2021 12/2024
Rbc Rockford IL 06/2024 07/2024
J T & T L L C Cherry Valley IL 04/2020 08/2021
Bing Ice Cream Inc Caledonia IL 06/2020 08/2020
Unemployed Rockford IL 07/2016 04/2020
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 12/2024 → 07/2026
    Unemployed
    Rockford, IL
  • 01/2021 → 12/2024
    815 Soles
    Rockford, IL
  • 06/2024 → 07/2024
    Rbc
    Rockford, IL
  • 04/2020 → 08/2021
    J T & T L L C
    Cherry Valley, IL
  • 06/2020 → 08/2020
    Bing Ice Cream Inc
    Caledonia, IL
  • 07/2016 → 04/2020
    Unemployed
    Rockford, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-29
  • S66 Uniform Combined State Law Examination
    2026-08-29

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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