John Carl Smith

Current Employers

First National Advisers, Llc

14010 Fnb Parkway Suite 200, Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
WY	RA	APPROVED	2026-08-05
CO	RA	APPROVED	2026-08-03

WY RA
APPROVED

Since 2026-08-05
CO RA
APPROVED

Since 2026-08-03

Branch Locations

205 W Oak Street, Fort Collins, CO 80521 • United States

14010 Fnb Parkway Suite 200, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Journey Capital	Denver	CO	06/2016	09/2016
Thomaspartners, Inc.	Boston	MA	09/2016	03/2018
Unemployed	Denver	CO	09/2015	09/2016
Windhaven Investment Management, Inc.	Boston	MA	05/2017	03/2018
Charles Schwab Investment Advisory	Lone Tree	CO	09/2016	07/2018
Reisen Capital, Llc	Denver	CO	10/2018	01/2020
Carson Group	Omaha	NE	03/2020	06/2020
Bank Of America	Minneapolis	MN	09/2022	06/2024
First National Advisers, Llc	Omaha	NE	07/2026	Present
Unemployed	Denver	CO	07/2024	07/2026
Unemployed	Denver	CO	06/2020	09/2022

06/2016 → 09/2016

Journey Capital

Denver, CO
09/2016 → 03/2018

Thomaspartners, Inc.

Boston, MA
09/2015 → 09/2016

Unemployed

Denver, CO
05/2017 → 03/2018

Windhaven Investment Management, Inc.

Boston, MA
09/2016 → 07/2018

Charles Schwab Investment Advisory

Lone Tree, CO
10/2018 → 01/2020

Reisen Capital, Llc

Denver, CO
03/2020 → 06/2020

Carson Group

Omaha, NE
09/2022 → 06/2024

Bank Of America

Minneapolis, MN
07/2026 → Present

First National Advisers, Llc

Omaha, NE
07/2024 → 07/2026

Unemployed

Denver, CO
06/2020 → 09/2022

Unemployed

Denver, CO

Previous Registrations

2020-05-01 → 2021-11-05

Cwm, Llc

Omaha, NE
2018-12-21 → 2020-01-24

Reisen Capital, Llc

Denver, CO
2018-02-22 → 2018-07-31

Charles Schwab Investment Advisory, Inc.

Denver, CO

San Francisco, CA
2016-11-04 → 2018-03-30

Thomaspartners, Inc.

San Francisco, CA

Boston, MA

Denver, CO
2017-05-08 → 2018-03-30

Windhaven Investment Management, Inc.

San Francisco, CA

Boston, MA

Denver, CO
2016-08-19 → 2016-09-22

Journey Capital Advisers, Llc

Littleton, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-08-28

S63 Uniform Securities Agent State Law Examination

1995-08-28

Designations

Other Names

John C Smith

View on SEC IAPD