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Malcolm William Brown

Ethos Investment Advisory Group LLC

Miami, FL

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Current Employers
Ethos Investment Advisory Group Llc

9100 S. Dadeland Blvd. Suite 1500, Miami, FL 33156 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-19
  • FL RA
    APPROVED
    Since 2026-08-19

Branch Locations

9100 S. Dadeland Blvd. Suite 1500, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jdm Financial Miami FL 01/1999 08/2020
Sabadel Miami FL 08/2010 07/2017
Iberia Bank Coral Gables FL 07/2017 09/2018
Bci Securities, Inc. Miami FL 09/2020 10/2022
Seacoast Bank Miami FL 10/2022 07/2026
Lpl Financial Llc Miami FL 03/2023 07/2026
Ethos Investment Advisory Group Llc Miami FL 08/2026 Present
  • 01/1999 → 08/2020
    Jdm Financial
    Miami, FL
  • 08/2010 → 07/2017
    Sabadel
    Miami, FL
  • 07/2017 → 09/2018
    Iberia Bank
    Coral Gables, FL
  • 09/2020 → 10/2022
    Bci Securities, Inc.
    Miami, FL
  • 10/2022 → 07/2026
    Seacoast Bank
    Miami, FL
  • 03/2023 → 07/2026
    Lpl Financial Llc
    Miami, FL
  • 08/2026 → Present
    Ethos Investment Advisory Group Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-07
S63 Uniform Securities Agent State Law Examination 2021-02-05
  • S65 Uniform Investment Adviser Law Examination
    2026-05-07
  • S63 Uniform Securities Agent State Law Examination
    2021-02-05
Other Names
  • Malcolm William Brown
  • Malcolm Brown

View on SEC IAPD

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