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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-07-29
  • MO RA
    APPROVED
    Since 2026-07-29

Branch Locations

Kansas City, MO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Minneapolis MN 03/2007 02/2017
Basys Processing Lenexa KS 04/2017 07/2021
Empower Retirement/Gwfs Equities, Inc Greenwood Village CO 08/2021 Present
Empower Advisory Group Greenwood Village CO 07/2026 Present
  • 03/2007 → 02/2017
    Wells Fargo
    Minneapolis, MN
  • 04/2017 → 07/2021
    Basys Processing
    Lenexa, KS
  • 08/2021 → Present
    Empower Retirement/Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2026 → Present
    Empower Advisory Group
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-23
S63 Uniform Securities Agent State Law Examination 2021-11-17
  • S66 Uniform Combined State Law Examination
    2026-07-23
  • S63 Uniform Securities Agent State Law Examination
    2021-11-17
Other Names
  • Charise Renee Rhodes

View on SEC IAPD

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