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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-13
  • NJ RA
    APPROVED
    Since 2026-08-13

Branch Locations

1400 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc East Brunswick NJ 07/2024 11/2024
Stevens Institute Of Technology Hoboken NJ 06/2021 08/2022
Dumplings 2 Go Lawrenceville NJ 06/2023 08/2023
West-Windsor Plainsboro School District Plainsboro NJ 06/2014 06/2020
Stevens Institute Of Technology Hoboken NJ 08/2020 05/2024
Lpl Enterprise, Llc East Brunswick NJ 11/2024 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2026 Present
Unemployed West Windsor NJ 08/2025 04/2026
  • 07/2024 → 11/2024
    Pruco Securities Llc
    East Brunswick, NJ
  • 06/2021 → 08/2022
    Stevens Institute Of Technology
    Hoboken, NJ
  • 06/2023 → 08/2023
    Dumplings 2 Go
    Lawrenceville, NJ
  • 06/2014 → 06/2020
    West-Windsor Plainsboro School District
    Plainsboro, NJ
  • 08/2020 → 05/2024
    Stevens Institute Of Technology
    Hoboken, NJ
  • 11/2024 → 08/2025
    East Brunswick, NJ
  • 05/2026 → Present
    Pennington, NJ
  • 08/2025 → 04/2026
    Unemployed
    West Windsor, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-07
  • S66 Uniform Combined State Law Examination
    2025-02-07
Other Names
  • Ethan Li
  • Ethan Junyan Li
  • Ethan J Li

View on SEC IAPD

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