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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Los Angeles, CA • United States

12201 Seal Beach Blvd, Seal Beach, CA 90740-2634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2016 06/2017
Unemployment Los Angeles CA 08/2016 09/2016
New York Life Insurance Co Glendale CA 06/2017 09/2017
Nylife Securities Llc Glendale CA 08/2017 09/2017
Margaret May Insurance & Financial Services Los Angeles CA 12/2017 03/2019
Morgan Stanley Smith Barney Llc Pasadena CA 04/2019 01/2023
Unemployment Los Angeles CA 03/2019 04/2019
Efa Ferrer Consulting Los Angeles CA 09/2017 07/2018
Fidelity Investments Pasadena CA 01/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2016 → 06/2017
    St Louis, MO
  • 08/2016 → 09/2016
    Unemployment
    Los Angeles, CA
  • 06/2017 → 09/2017
    New York Life Insurance Co
    Glendale, CA
  • 08/2017 → 09/2017
    Nylife Securities Llc
    Glendale, CA
  • 12/2017 → 03/2019
    Margaret May Insurance & Financial Services
    Los Angeles, CA
  • 04/2019 → 01/2023
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 03/2019 → 04/2019
    Unemployment
    Los Angeles, CA
  • 09/2017 → 07/2018
    Efa Ferrer Consulting
    Los Angeles, CA
  • 01/2023 → Present
    Fidelity Investments
    Pasadena, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-03-10 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Pasadena, CA
  • 2019-04-30 → 2023-02-16
    Pasadena, CA
  • 2017-01-20 → 2017-06-02
    Los Angeles, CA
    St Louis, MO
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

OBA-96048|OrgNmn:Efa Ferrer|Org Addr:Alhambra,California,US|OBA Nature:Yoga Instruction|Invst Rel:N|Title:Independent Contractor|Duties:Organize and instruct yoga sessions/classes|StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-18
  • S66 Uniform Combined State Law Examination
    2016-11-18
Other Names
  • Thacarra Efea Frasier
  • Thacarra Efea Ferrer
  • Thacarra E Ferrer
  • Efa Ferrer
  • Thacarra Ferrer

View on SEC IAPD

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