Shaun Barton Pierce

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-17

CA RA
APPROVED

Since 2026-07-17

Branch Locations

Santa Rosa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Santa Rosa	CA	09/2024	Present
Costco Wholesale	Santa Rosa	CA	10/2015	Present

09/2024 → Present

Lpl Financial Llc

Santa Rosa, CA
10/2015 → Present

Costco Wholesale

Santa Rosa, CA

Other Businesses

1.02/06/2026; Real Estate Rental; Real Estate Rental; Investment Related; Santa Rosa,CA; Start Date 01/15/2026; 8hrs/mth; 0hrs during trading 2.02/06/2026; Costco Wholesale; Outside/W-2 Employment; Not Investment Related; Santa Rosa,CA; Start Date 01/15/2026; 32hrs/mth; 16hrs during trading 3.02/06/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pierce Financial Group, Inc.; Investment Related; at Reported Business Location(s); Start Date 01/15/2026; 10hrs/mth; 10hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-25

S66 Uniform Combined State Law Examination

2026-06-25