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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-26 |
| TX | RA | APPROVED | 2026-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockvam Boatyards Inc. | Spring Park | MN | 04/2024 | 08/2024 |
| Minneapolis Golf Club | St. Louis Park | MN | 05/2023 | 08/2023 |
| Jersey Mike's Subs | St. Louis Park | MN | 05/2018 | 08/2019 |
| Presbyterian Homes & Services | Plymouth | MN | 04/2021 | 08/2021 |
| Minor | Golden Valley | MN | 01/2013 | 05/2018 |
| Student | Golden Valley | MN | 08/2019 | 04/2021 |
| Indiana University | Bloomington | IN | 08/2021 | 05/2023 |
| Indiana University | Bloomington | IN | 08/2023 | 04/2024 |
| Rivercrest Financial Group | Plymouth | MN | 08/2024 | 05/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2024 | 05/2025 |
| Morgan Stanley | Palo Alto | CA | 07/2026 | Present |
| Rbc Capital | Minneapolis | MN | 05/2025 | 02/2026 |
| Unemployed | Minneapolis | MN | 02/2026 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-29 |
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