Kamaljit Kalia

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-28

IL RA
APPROVED

Since 2026-07-28

Branch Locations

50 N Brockway St, Palatine, IL 60067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Palatine	IL	07/2024	Present
Bmo Harris Bank	Palatine	IL	07/2024	Present
Bmo Harris Bank	Carpentersville	IL	07/2015	07/2024

07/2024 → Present

Lpl Financial Llc

Palatine, IL
07/2024 → Present

Bmo Harris Bank

Palatine, IL
07/2015 → 07/2024

Bmo Harris Bank

Carpentersville, IL

Other Businesses

1) 06/13/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 06/13/2024 - BMO Investment Services - Financial Institution Duty - Licensed Branch Employee - IL 60067 - Investment related - Start date: 05/29/2024. 3) 06/13/2024 - BMO Bank - Notary - IL 60067 - Investment related - 1% Time spent - Start date: 02/24/2017.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-23
S63	Uniform Securities Agent State Law Examination	2024-11-21

S65 Uniform Investment Adviser Law Examination

2026-07-23
S63 Uniform Securities Agent State Law Examination

2024-11-21

Other Names

Kamaljit Puri
Kamaljit Kaur

View on SEC IAPD