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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-25 |
Branch Locations
8777 Sierra College Blvd Ste 100, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Westlake | TX | 08/2016 | 06/2017 |
| Raymond James & Associates | Sacramento | CA | 06/2017 | 07/2023 |
| Bmo Bank Na | Sacramento | CA | 08/2022 | 06/2024 |
| Bancwest Investment Services, Inc | Sacramento | CA | 08/2022 | 07/2023 |
| Lpl Financial Llc | Tempe | AZ | 07/2023 | 06/2024 |
| U.S. Bancorp Investments, Inc. | West Sacramento | CA | 06/2024 | 06/2025 |
| U.S. Bank | West Sacramento | CA | 06/2024 | 06/2025 |
| Pnc Investments Llc | Sacramento | CA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-16 |
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