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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-08-11 |
| AZ | RA | APPROVED | 2026-07-30 |
Branch Locations
Scottsdale, AZ • United States
1230 West Washington St Suite 508 , Tempe, AZ 85288 • United States
200 Berkeley St., Boston, MA 02116-5022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2025 | 05/2026 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2025 | 05/2026 |
| University Of Texas At El Paso | El Paso | TX | 08/2017 | 05/2022 |
| St Joseph's Middle School | El Paso | TX | 08/2019 | 03/2020 |
| Ep Creative Growth Llc Dba J&K Present | El Paso | TX | 03/2020 | 04/2020 |
| Ep Creative Growth Llc Dba J&K Present | El Paso | TX | 06/2020 | 10/2024 |
| Crossland Coverage Insurance Agency Inc. | El Paso | TX | 06/2023 | 10/2023 |
| Cathedral High School | El Paso | TX | 10/2023 | 05/2025 |
| Northwestern Mutual | El Paso | TX | 05/2024 | 07/2024 |
| Cathedral High School | El Paso | TX | 08/2024 | 05/2025 |
| Texas Tech | Lubbock | TX | 08/2016 | 12/2016 |
| Unemployed | El Paso | TX | 01/2017 | 07/2017 |
| John Hancock | Boston | MA | 06/2026 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 06/2026 | Present |
| John Hancock Investment Management Llc | Boston | MA | 07/2026 | Present |
a. OBA Name: J&K Present b. Investment-related? No c. OBA Address: 500 N Oregon Street, El Paso, TX 79901 d. OBA Nature: Concert and Music Festival Production e. Position, Title, or Relationship with the OBA: Associate Producer f. OBA Start Date: 09/01/2019 g. Approximate number of hours/month devoted to the OBA: 4 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Set up and marketing for local concerts and festivals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-07 |
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