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Michael Vincent Walsh

Vanguard Advisers, Inc.

Charlotte, NC

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-26
TX RA APPROVED 2026-08-26
  • NC RA
    APPROVED
    Since 2026-08-26
  • TX RA
    APPROVED
    Since 2026-08-26

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 02/2024 Present
M&T Bank East Hampton NY 01/2023 12/2023
Taglich Brothers, Inc Cold Spring Harbor NY 05/2022 08/2022
Elon University Elon NC 08/2018 12/2022
Sotheby's International Realty East Hampton NY 05/2021 08/2021
Sotheby's International Realty East Hampton NY 05/2020 08/2020
Sotheby's International Realty East Hampton NY 05/2019 08/2019
East Hampton High School East Hampton NY 09/2014 06/2018
Maidstone Country Club East Hampton NY 06/2016 08/2018
Vanguard Marketing Corporation Charlotte NC 02/2024 Present
Vanguard Advisers, Inc. Charlotte NC 08/2026 Present
  • 02/2024 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2023 → 12/2023
    M&T Bank
    East Hampton, NY
  • 05/2022 → 08/2022
    Taglich Brothers, Inc
    Cold Spring Harbor, NY
  • 08/2018 → 12/2022
    Elon University
    Elon, NC
  • 05/2021 → 08/2021
    Sotheby's International Realty
    East Hampton, NY
  • 05/2020 → 08/2020
    Sotheby's International Realty
    East Hampton, NY
  • 05/2019 → 08/2019
    Sotheby's International Realty
    East Hampton, NY
  • 09/2014 → 06/2018
    East Hampton High School
    East Hampton, NY
  • 06/2016 → 08/2018
    Maidstone Country Club
    East Hampton, NY
  • 02/2024 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 08/2026 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-05
S63 Uniform Securities Agent State Law Examination 2024-04-26
  • S66 Uniform Combined State Law Examination
    2026-08-05
  • S63 Uniform Securities Agent State Law Examination
    2024-04-26
Other Names
  • Michael Walsh

View on SEC IAPD

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