Harold Charles Morrow

Current Employers

Pfg Advisors

3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-01
NM	RA	APPROVED	2018-04-18

TX RA
APPROVED

Since 2023-11-01
NM RA
APPROVED

Since 2018-04-18

Branch Locations

115 W. Hemlock, Deming, NM 88030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morrow & Company C.P.A.'S	Deming	NM	05/1984	07/2023
Foothill Securities, Inc.	Deming	NM	11/2013	12/2016
Cue Financial Group, Inc.	Deming	NM	11/2013	12/2018
Urchins, Inc. Dba Little Vineyard Rv Park	Deming	NM	07/1996	01/2022
Morrow Family Llc	Deming	NM	01/2006	Present
Kingdom Of The Sun Retirement Center	Deming	NM	10/2013	Present
Securities America, Inc.	Deming	NM	12/2016	06/2024
Pfg Advisors, Llc	Deming	NM	04/2018	Present
Osaic Wealth, Inc.	Deming	NM	06/2024	11/2025
Galindo Patterson & Associates, P.A.	Deming	NM	07/2021	Present
United Planners	Scottsdale	AZ	11/2025	Present
Harold Morrow	Deming	NM	08/2001	Present

05/1984 → 07/2023

Morrow & Company C.P.A.'S

Deming, NM
11/2013 → 12/2016

Foothill Securities, Inc.

Deming, NM
11/2013 → 12/2018

Cue Financial Group, Inc.

Deming, NM
07/1996 → 01/2022

Urchins, Inc. Dba Little Vineyard Rv Park

Deming, NM
01/2006 → Present

Morrow Family Llc

Deming, NM
10/2013 → Present

Kingdom Of The Sun Retirement Center

Deming, NM
12/2016 → 06/2024

Securities America, Inc.

Deming, NM
04/2018 → Present

Pfg Advisors, Llc

Deming, NM
06/2024 → 11/2025

Osaic Wealth, Inc.

Deming, NM
07/2021 → Present

Galindo Patterson & Associates, P.A.

Deming, NM
11/2025 → Present

United Planners

Scottsdale, AZ
08/2001 → Present

Harold Morrow

Deming, NM

Previous Registrations

2013-11-13 → 2018-12-31

Cue Financial Group, Inc.

Scottsdale, AZ

Deming, NM
2013-08-02 → 2013-11-14

Signature Investments, Inc.

Deming, NM

Dayton, OH
2009-01-06 → 2013-08-05

Avantax Advisory Services

Deming, NM
2006-07-06 → 2008-12-15

Avantax Advisory Services

Deming, NM

Other Businesses

1.) CUE FINANCIAL GROUP - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - DEMING, NM - SINCE 11/2013 - INVESTMENT RELATED 2.) HAROLD MORROW - INSURANCE AGENT - NON-VARIABLE INSURANCE - DEMING, NM - SINCE 08/2001 - INVESTMENT RELATED 3.) GALINDO PATTERSON & ASSOCIATES P.A. - EMPLOYEE - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - DEMING, NM - SINCE 07/2021 - NOT INVESTMENT RELATED 4.) PFG ADVISORS LLC - IAR - REGISTERED INVESTMENT ADVISOR - DEMING, NM - SINCE 11/2013 - INVESTMENT RELATED 5.) MORROW FINANCIAL GROUP - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - DEMING, NM - SINCE 01/2018 - INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-21
S63	Uniform Securities Agent State Law Examination	1999-06-11

S65 Uniform Investment Adviser Law Examination

1999-12-21
S63 Uniform Securities Agent State Law Examination

1999-06-11

Designations

Other Names

Harold Morrow

View on SEC IAPD