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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-21 |
Branch Locations
1701 Cochran Rd. 2Nd Floor, Pittsburgh, PA 15220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knapp And Schlappi Lumber Company | Penn Yan | NY | 06/2021 | 06/2022 |
| Landpro Equipment | Hall | NY | 06/2023 | 08/2023 |
| Student | Penn Yan | NY | 08/2013 | 06/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2023 | 03/2024 |
| Northwestern Mutual Investment Services Llc | Oswego | NY | 12/2023 | 04/2026 |
| Aaron Douglas Roth | Oswego | NY | 03/2024 | 04/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2024 | 04/2026 |
| Strategic Financial Services | Utica | NY | 05/2026 | 05/2026 |
| Mariner | Pittsburgh | PA | 08/2026 | Present |
| Unemployed | Dundee | NY | 05/2026 | 08/2026 |
| Student | Oswego | NY | 06/2022 | 06/2023 |
Non-Variable Life insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-22 |
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