Inactive

Nathaniel Yan Chan

Oakbrook Terrace, IL

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Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-22

IL RA
APPROVED

Since 2026-07-22

Branch Locations

One Mid America Plaza Suite 500, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lu's Sushi And Chinese	Wheaton	IL	09/2021	05/2023
Lincoln Financial Advisors	Madison	WI	05/2023	10/2024
Wheaton College	Wheaton	IL	05/2013	05/2023
Mariner	Overland Park	KS	10/2024	07/2026
Mariner	Overland Park	KS	07/2026	Present

09/2021 → 05/2023

Lu's Sushi And Chinese

Wheaton, IL
05/2023 → 10/2024

Lincoln Financial Advisors

Madison, WI
05/2013 → 05/2023

Wheaton College

Wheaton, IL
10/2024 → 07/2026

Mariner

Overland Park, KS
07/2026 → Present

Mariner

Overland Park, KS

Previous Registrations

2024-07-01 → 2024-10-28

Osaic Fa, Inc.

Madison, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-31

S66 Uniform Combined State Law Examination

2024-05-31

View on SEC IAPD

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