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405 Rxr Plaza, #A183, Uniondale, NY 11556 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Flushing | NY | 04/2018 | 02/2019 |
| Mml Investors Services, Llc | Flushing | NY | 08/2018 | 02/2019 |
| Apple Trade Group Inc. | Flushing | NY | 06/2006 | 04/2018 |
| Ny Life Securities Llc | Flushing | NY | 04/2018 | 09/2018 |
| Apple Trade Group Inc. | Jericho | NY | 03/2019 | 12/2025 |
| Highrock Capital Management Inc. | Uniondale | NY | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-12 |
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