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Current Employers
Highrock Capital Management Inc.

405 Rxr Plaza, #A183, Uniondale, NY 11556 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-16
  • NY RA
    APPROVED
    Since 2026-07-16

Branch Locations

405 Rxr Plaza, #A183, Uniondale, NY 11556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co Flushing NY 04/2018 02/2019
Mml Investors Services, Llc Flushing NY 08/2018 02/2019
Apple Trade Group Inc. Flushing NY 06/2006 04/2018
Ny Life Securities Llc Flushing NY 04/2018 09/2018
Apple Trade Group Inc. Jericho NY 03/2019 12/2025
Highrock Capital Management Inc. Uniondale NY 01/2026 Present
  • 04/2018 → 02/2019
    Mass Mutual Life Insurance Co
    Flushing, NY
  • 08/2018 → 02/2019
    Mml Investors Services, Llc
    Flushing, NY
  • 06/2006 → 04/2018
    Apple Trade Group Inc.
    Flushing, NY
  • 04/2018 → 09/2018
    Ny Life Securities Llc
    Flushing, NY
  • 03/2019 → 12/2025
    Apple Trade Group Inc.
    Jericho, NY
  • 01/2026 → Present
    Uniondale, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-12
  • S65 Uniform Investment Adviser Law Examination
    2025-12-12
Other Names
  • Apple Zeng

View on SEC IAPD

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