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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-31 |
| TX | RA | APPROVED | 2026-07-31 |
Branch Locations
2931 Townsgate Road, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Westlake Village | CA | 06/2026 | Present |
| J.P. Morgan Securities Llc | Westlake Village | CA | 06/2026 | Present |
| Brown Brothers Harriman & Co. | Philadelphia | PA | 08/2023 | 05/2026 |
| Citibank, N.A | Philadelphia | PA | 06/2018 | 08/2023 |
| University Of San Diego | San Diego | CA | 09/2015 | 05/2019 |
| Ubs | San Diego | CA | 09/2017 | 12/2017 |
| Amgen Incorporated | Thousand Oaks | CA | 06/2017 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-27 |
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