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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-08-14 |
Branch Locations
9000 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradehome Shoes | Muncie | IN | 07/2016 | 07/2017 |
| Wal- Mart | Muncie | IN | 06/2016 | 10/2016 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 07/2017 | 12/2025 |
| Ball State University | Muncie | IN | 09/2015 | 05/2017 |
| Unemployed | Muncie | IN | 01/2026 | 05/2026 |
| Guardian Life Insurance Company | Indianapolis | IN | 06/2026 | Present |
| Park Avenue Securities | Indianapolis | IN | 07/2026 | Present |
| Guardian Life Insurance Company | Muncie | IN | 06/2026 | Present |
| Park Avenue Securities | Muncie | IN | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-11 |
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