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Martha Roman

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-03
  • SC RA
    APPROVED
    Since 2026-08-03

Branch Locations

Fort Mill, SC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 09/2019 Present
Massmutual Charlotte NC 01/2016 05/2018
Bank Of America Charlotte NC 05/2018 09/2019
  • 09/2019 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 01/2016 → 05/2018
    Massmutual
    Charlotte, NC
  • 05/2018 → 09/2019
    Bank Of America
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-03
  • S66 Uniform Combined State Law Examination
    2026-08-03
Other Names
  • Martha Lee Roman

View on SEC IAPD

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