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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-16 |
Branch Locations
500 E Broward Blvd Ste 2000, Ft Lauderdale, FL 33394 • United States
3839 Ansborough Ave, Waterloo, IA 50701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Olive Garden Italian Rest | Waterloo | IA | 09/2014 | 10/2016 |
| Longhorn Steakhouse | Waterloo | IA | 10/2014 | 12/2016 |
| Cedar Falls Community Cu | Cedar Falls | IA | 07/2016 | 12/2016 |
| Principal Life Insurance | Des Moines | IA | 01/2017 | 11/2020 |
| Principal Securities | Des Moines | IA | 01/2017 | 11/2020 |
| Camping World Of Cedar Falls | Cedar Falls | IA | 12/2020 | 04/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2021 | 12/2024 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 05/2021 | 12/2024 |
| Brady Lindemann | Minnetonka | MN | 12/2024 | 04/2026 |
| Northwestern Mutual Investment Services Llc | Minnetonka | MN | 08/2025 | 04/2026 |
| Robert Nuno | Coral Gables | FL | 05/2026 | Present |
| Richard Goodman | Coral Gables | FL | 05/2026 | Present |
| Jorge Casariego | Coral Gables | FL | 05/2026 | Present |
| Northwestern Mutual Investment Services, Llc | Coral Gables | FL | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-26 |
| S65 | Uniform Investment Adviser Law Examination | 2018-07-03 |
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