Matthew James Dunn

Current Employers

Arq Wealth Advisors, Llc

8605 E. Raintree Dr Ste. 240, Scottsdale, AZ 85260 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-08-14

OH RA
APPROVED

Since 2026-08-14

Branch Locations

Hudson , OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Beachwood	OH	03/2014	04/2021
Stratos Wealth Partners, Ltd	Beachwood	OH	03/2014	03/2021
Fundamentum, Llc	Beachwood	OH	06/2016	03/2021
Stratos Wealth Securities, Llc	Beachwood	OH	08/2017	03/2021
Finalis Securities	Corte Madera	CA	04/2021	05/2021
Aspect Advisors	San Francisco	CA	04/2021	10/2022
Flying Cloud Securities	San Francisco	CA	06/2021	10/2022
Cooperative Securities	Dulles	VA	02/2022	10/2022
Ikona Partners	San Mateo	CA	02/2022	10/2022
Valmark Securities	Akron	OH	12/2022	Present
Sequoia Financial Group	Akron	OH	10/2022	Present

03/2014 → 04/2021

Lpl Financial Llc

Beachwood, OH
03/2014 → 03/2021

Stratos Wealth Partners, Ltd

Beachwood, OH
06/2016 → 03/2021

Fundamentum, Llc

Beachwood, OH
08/2017 → 03/2021

Stratos Wealth Securities, Llc

Beachwood, OH
04/2021 → 05/2021

Finalis Securities

Corte Madera, CA
04/2021 → 10/2022

Aspect Advisors

San Francisco, CA
06/2021 → 10/2022

Flying Cloud Securities

San Francisco, CA
02/2022 → 10/2022

Cooperative Securities

Dulles, VA
02/2022 → 10/2022

Ikona Partners

San Mateo, CA
12/2022 → Present

Valmark Securities

Akron, OH
10/2022 → Present

Sequoia Financial Group

Akron, OH

Previous Registrations

2014-03-11 → 2021-04-01

Stratos Wealth Partners, Ltd

Beachwood, OH
2013-07-03 → 2014-03-11

Pnc Wealth Management Llc

Cleveland, OH
2010-02-17 → 2012-12-20

First Wilshire Securities, Inc.

Pasadena, CA

Pasadena, CA

Pasadena, CA

Other Businesses

1. 03/10/2014 - Matthew Dunn Photography - Photography - NOT INV REL - At Reported Business Location(s) - Freelance Photographer - 1% TIME SPENT 2. 10/17/2022 - Strategic Compliance Design / Reliant Compliance - Compliance Consulting - Hudson OH - Owner - 160 hrs/month Compliance consulting for investment advisors & broker dealers.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-02-16

S66 Uniform Combined State Law Examination

2010-02-16

Designations

View on SEC IAPD